Special Regulatory Review

Conducting sound and sustainable business requires careful observation of rules and regulations, especially for regulated businesses like banking and securities. Any non-compliance of those rules implies deficiencies in internal controls and/or lack of management oversight.

Regulators may then require the regulated entities to conduct independent internal control assessments. We can help organisation in:

• Conducting special reviews requested by regulators;
• Enhancement in internal control measures; or
• Assistance in preparation for independent internal control assessments.